EXCHANGES #38 15 USC CHAPTER 2D - INVESTMENT COMPANIES AND ADVISERS Financial Advisors Videos

http://uscode.house.gov/download/pls/15C2D.txtsecurities or other property, or is empowered to determine what securities or other property shall be purchased or sold by such company, and (B) any other person who pursuant to contract with a person described in clause (A) of this paragraph regularly performs substantially all of the duties undertaken by such person described in said clause (A); but does not include (i) a person whose advice is furnished solely through uniform publications distributed to subscribers thereto, (ii) a person who furnishes only statistical and other factual information, advice regarding economic factors and trends, or advice as to occasional transactions in specific securities, but

Act, Credit, Crisis, Economic, Emergency, Mark, Mark-To-Market, Market, Meltdown, Stabilization, To